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Participatory decision making, shared governance, site-based
management, and teacher empowerment--these descriptors refer to one of the
more recent, and much ballyhooed, innovations in educational administration.
Faculty participation in policy formulation is a standard process in an increasing
number of schools. Many states--Kentucky and New York, among others--have state-mandated
faculty participation. Professional input by teachers is almost an article
of faith in many educational jurisdictions.
The trend toward teacher participation in decision making
is the result of good practice and research that dates back many years (Sharma
1955; Vroom 1976; Hoy, Newland, and Blazovsky 1977). Nearly a century ago,
John Dewey (1903, 195) understood the wisdom of teacher participation in decision
making, observing, "Until the public school system is organized in such
a way that every teacher has some regular and representative way ... to register
judgment upon matters of education importance ... the assertion that the present
system is not ... democratic seems to be justified."
RESEARCH
CONCLUSIONS
The theoretical and research underpinnings of the literature
on teacher participation in decision making can be summarized through several
generalizations:
1. The opportunity to share in policy formulation is
a significant element in enhanced teacher professionalism and job satisfaction.
2. Teachers generally give high praise to principals
who involve them in policy formulation.
3. Teachers neither want nor seek the opportunity to
be involved in every decision.
4. Teacher participation in decision making has produced
ancillary benefits that include higher productivity, reduced staff turnover,
and decreased grievances.
CONTEMPORARY
TRENDS IN TEACHER INVOLVEMENT
Enlightened administrators today often pursue a philosophy
of staff participation in the decision-making process. Previously, school leaders
adhered to a classical bureaucratic approach to decision making that emphasized
rigid use of rules, close surveillance of teachers, tight hierarchical control,
and clear delineation of objectives and procedures that teachers were expected
to follow. Contemporary thinking in educational management opts for a harnessing
of teachers' inner needs to participate in professional matters. As Davis (1972)
has defined it, participation is the mental, physical, and emotional involvement
of an individual to contribute to group goals and share responsibility for these
goals.
Such involvement motivates the faculty member, releasing
his or her own initiative, creativity, and talent. Generally, the end result
is greater responsibility and staff ownership of the decision-making process.
Having bought into the goals and decision of the organization, the individual
has a stake or investment in the outcomes. This perspective, in turn, encourages
the development of a team approach typical of effective business and educational
organizations. The human resource-development approach of employee participation
in organizational decision making constitutes the cornerstone of this new philosophy.
The employee is viewed as an important resource that contributes to the success
of the organization in comparison to the earlier bureaucratic approach that regarded
teachers as an expense to monitor.
Participative decision making commands prominence today
because it tends to produce decisions of a higher and more durable quality than
those made by highly regarded administrators with experience and judgment. As
educational management grows more complex, it is less certain that experts can
resolve issues quickly. Effective solutions require free and open communication
among faculty members who can weigh information and evaluate alternatives. A
spirit of collaboration then becomes the hallmark for this kind of decision-making
process.
WHEN
SHOULD TEACHERS PARTICIPATE?
Should teachers be involved in policy development? Certainly.
A more appropriate question is "When and under what circumstance should
teachers be involved in making decisions?" Of course, it is neither desirable
nor practical that school faculty members be involved in every school decision.
Teacher participation on a universal level is not the intent of shared decision
making.
It might be helpful to outline several rules or tests
to determine appropriate circumstances in which to encourage teacher participation
in making decisions. Bridges (1967) suggested two particular tests to identify
issues that would encourage teacher involvement: the test of relevance and the
test of expertise.
The test of relevance is posed by the question, "Does
the teacher have a high personal stake in the outcome?" If so, interest
in participation is generally high. If there is no personal stake, teachers likely
will accept the principal's decision. On a practical level of day-to-day decision
making, issues that meet the relevance test include professional development,
student discipline, and methods of organizing for instruction. The wise administrator
consults teachers on policies and procedures relating to these issues.
The test of expertise is used to evaluate teachers' qualifications
to contribute significantly to solving problems. Do they have the necessary expertise?
The administrator who involves teachers in decisions beyond the realm of their
experience or competence is likely to produce undue disappointment for all parties.
Problems that meet this test of expertise include curriculum priorities, teaching
methods, and selection of materials.
A
FEW CAUTIONS
It is quite possible for teachers to have a personal
stake in an issue but have little expertise. Should they be involved in policy
development? Administrators should proceed carefully in this situation. If these
teachers have nothing substantive to contribute, the decision will be made ultimately
by those with expertise. In such a case, to involve teachers without expertise
may provoke a sense of frustration and even outright hostility. They may view
the whole encounter as a cynical ploy.
Duke, Showers, and Imber (1980) concluded that participatory
decision making is often viewed by teachers as a mere formality or an attempt
to create the impression of teacher influence when, in reality, no such impression
exists. On the other hand, it is sometimes useful to involve teachers in small
ways. The primary benefits from this involvement are open communication with
teachers and a reduction in resistance to decisions made by administrators.
Another marginal situation occurs when teachers have
little personal stake in a situation but possess important knowledge that can
be tapped. Should the administrator involve teachers in making these decisions?
Involving teachers in such situations on a regular basis may increase the risk
of alienation. Teachers may begin to question what the principal gets paid for
if he or she can not make decisions without consulting them.
There are occasions, of course, when teachers may demonstrate
great personal interest in policy deliberations. These occasions carry high personal
stakes and are sensitive to teachers. For example, administrator evaluation of
their performance is a clear example of great personal interest with high stakes.
It would be foolhardy for the administrator to deny or inhibit faculty participation
in such areas of great personal interest.
FINAL
THOUGHTS
Faculty participation in policy formulation is not a
panacea. It is not a substitute for administrative leadership; it instead should
be viewed as a desirable strategy of effective leaders. Any determination of
how and when to involve teachers in policy is a key element in the administrator's
leadership. Whether decisions are effective is determined by both the quality
of the decision itself plus the staff acceptance to support and implement the
decision. The greater the level of acceptance, the more durable the decision
and its ultimate effectiveness.
REFERENCES
Bridges, E. 1967. A model for shared decision making
in the school principalship. Educational Administration Quarterly 3(1): 49-61.
Davis, K. 1972. Human behavior at work: Human relations
and organizational behavior, 4th ed. New York: McGraw-Hill.
Dewey, J. 1903. Democracy for the teacher. Elementary
School Teacher 4(4): 193-98.
Duke, D., B. Showers, and M. Imber. 1980. Teachers and
shared decision making: The costs and benefits of involvement. Educational Administration
Quarterly 16(1): 93-106.
Hoy, W., W. Newland, and R. Blazovsky. 1977. Subordinate
loyalty to superior, espirit, and aspects of bureaucratic structure. Educational
Administration Quarterly 13(1): 71-85.
Sharma, C. L. 1955. Who should make what decisions? Administrator's
Notebook (3): 1-4.
Vroom, V. 1976. Leadership. In Handbook of industrial
and organizational psychology, ed. M.D. Dunnette, 1527-51. Chicago: Rand McNally.